Compliance Audit of Personnel Practices

This audit is one of the most effective ways for clients to identify and address issues before those issues become time consuming and expensive distractions in your workplace. The Checklist of Subject Matter for the Diagnostic Compliance Audit will serve as the roadmap when a lawyer from Foley & Foley works with you to conduct the attorney-client privileged and protected audit. We will provide a copy of the checklist and pricing upon request.

Contact us to learn more about this service and pricing.

Streamlining Services

Our Handbook Preparation Service covers many policies and practices addressed in the Diagnostic Compliance Audit. Completing the handbook and audit services in tandem, or completing a handbook update prior to the audit, allows for a more streamlined service as the handbook policies will have been reviewed and updated to insure full compliance.

All of our services are protected by attorney-client privilege and are indemnified.

The Diagnostic Compliance Audit Process

Introductory Call

Audits can be overwhelming. This audit is designed to let you tell us your practices, show us your documents, and let us do the heavy lifting.

We guide you through the HR Risk Management Audit Checklist, outlining steps for completion.

We will set dates for the return of the completed checklist and follow-up audit call/meeting
(usually 1-3 weeks out).

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Your Action Items

Fill in responses to the audit checklist in Word.

Attach all documents referenced in your checklist responses.

Email or call us with questions. No question is too small.

Return the completed checklist and documents to us prior to the audit call/meeting.

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Foley & Foley Review of Checklist and Documents

We review your responses and documents, and note follow-up questions and/or concerns.

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Audit Call/Meeting
(Generally 2-4 weeks after initial introductory call)

Together, we walk through each checklist question and response.

We request clarification and additional information as needed.

You ask questions and we provide answers.

All protected by the attorney-client privilege.

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Our Recommendations Will Conclude the Audit
(Generally within 1-2 weeks of Audit Call/Meeting)

We submit to you a report of compliance issues requiring attention, along with best practice recommendations for future consideration.

We add comments “in line” to each checklist response you submitted. These comments alert you to compliance issues, our recommended changes, and best practices.